FSA Compliance

Picture 11 Picture 12 Picture 16 Picture 30 Picture 32 Picture 33 Picture 35 Picture 39 Picture 41 Picture 48 Picture 50 Picture 4 Picture 21 Picture 34 Picture 43

BSI offers a wide range of services to increase the profitability and value of broker businesses through effective compliance management and good business practice. This also includes providing services to assist with the ever increasing demands of regulation that claims time away from the conduct of core business. Our services include:

  • FSA compliance audits
  • Ongoing compliance support
  • Provision of documentation and procedures manuals
  • Help with RMAR Reporting
  • Programs for TCF and conflicts of interest
  • Appointed representative monitoring
  • File Reviews
  • Training
  • New application for FSA authorization
  • Preparation for FSA visits
  • Pre acquisition due diligence
  • Business planning
  • Special projects


Insurance Day News Feed

  1. Governments can learn from the insurance sector about climate risk preparedness

    Fri, 10 Jul 2020 12:39:00 GMT
    Despite a slow start, the insurance industry is now setting an example from which governments and other sectors can learn
  2. Talbot names Barton CFO

    Fri, 10 Jul 2020 12:31:43 GMT